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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-02-06 |
| NY | RA | APPROVED | 2026-01-12 |
| TX | RA | APPROVED_RES | 2025-06-19 |
| VT | RA | APPROVED | 2025-02-19 |
| FL | RA | APPROVED | 2024-11-06 |
| CT | RA | APPROVED | 2023-09-22 |
| MA | RA | APPROVED | 2023-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Hartford | CT | 02/2023 | Present |
| Td Private Client Wealth Llc | Hartford | CT | 02/2023 | Present |
| Td Bank N.A. | New Britain | CT | 08/2008 | 02/2023 |
The name of the other business; Investment property 179 Stanley st new britain ct whether the business is investment-related; Investment the address of the other business; 179 Stanley St New Britain CT 06052 the nature of the other business; 2 family home - investment your position; part owner with spouse title, or relationship with the other business; owner the start date of your relationship; 2008 the approximate number of hours/month you devote to the other business; 1hr the number of hours you devote to the other business during securities trading hours; none and briefly describe your duties relating to the other business; passive investor, The Name of the other business: Southpike Auto Inc whether the business is investment-related; Not investement -related the address of the other business; 2027 No Broad St Meriden CT the nature of the other business; Used auto sales and service your position; listed as secretary on S corp filing title, or relationship with the other business; secretary the start date of your relationship; 12/2000 the approximate number of hours/month you devote to the other business; 1 hour per month the number of hours you devote to the other business during securities trading hours; no and briefly describe your duties relating to the other business; balancing checkbook
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-18 |
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