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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-02-01 |
| PA | RA | APPROVED | 2004-01-02 |
Branch Locations
5500 Corporate Dr Ste 215, Pittsburgh, PA 15237 • United States
176 Enclave Dr, New Castle, PA 16105 • United States
New Wilmngtn, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Miamisburg | OH | 08/1996 | 03/2020 |
| Ameriprise Financial Services, Llc | Pittsburgh | PA | 03/2020 | Present |
Business Ownership; Professional Management Group; Owner; Manage Ameriprise Business; 176 Enclave Drive, , New Castle, PA, 16105; Not Investment-Related; 05/01/2008; 10 to 19 hours per month; 0 during trading hours / RKM Partners, LLC; Co-owner; Manage Ameriprise Business; 5500 Corporate Drive, , Pittsburgh, PA, 15237; Investment-Related; 03/15/2016; 60 hours per month; 20 to 39 during trading hours. Outside Employment; Professional Management Group, LLC; Owner; Manage advisory business; 176 Enclave Drive, , New Castle, PA, 16105; Investment-Related; 01/01/2008; 60 hours per month; 20 to 39 during trading hours / RKM Partners, LLC; Co-owner; Manage advisory business; 5500 Corporate Drive, Suite 215, Pittsburgh, PA, 15237; Investment-Related; 01/01/2016; 60 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-23 |
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