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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | North Palm Beach | FL | 10/2015 | 01/2018 |
| Thrivent Financial | Appleton | WI | 07/2016 | 01/2018 |
| Unemployed | Nashville | TN | 02/2018 | 05/2019 |
| Mutual Of Omaha Insurance Company | Franklin | TN | 05/2019 | 05/2022 |
| Mutual Of Omaha Investor Services | Franklin | TN | 05/2019 | 05/2022 |
| Pruco Securities Llc | Miami | FL | 07/2022 | 11/2024 |
| Eventech Pro | Palm Beach Gardens | FL | 11/2021 | 07/2022 |
| Futurity First / Ekc Financial | Franklin | TN | 05/2020 | 01/2022 |
| The Prudential Insurance Company Of America | Miami | FL | 11/2022 | Present |
| Lpl Enterprise, Llc | Miami | FL | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-10 |
| S65 | Uniform Investment Adviser Law Examination | 2016-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-11 |
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