Lee M Gottlieb

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2026-03-04
NJ	RA	APPROVED	2018-11-02

DE RA
APPROVED

Since 2026-03-04
NJ RA
APPROVED

Since 2018-11-02

Branch Locations

Lewes, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Linwood	NJ	05/2016	11/2018
Osaic Wealth, Inc.	Linwood	NJ	11/2018	Present

05/2016 → 11/2018

Signator Investors, Inc.

Linwood, NJ
11/2018 → Present

Osaic Wealth, Inc.

Linwood, NJ

Previous Registrations

2016-05-13 → 2018-11-02

Signator Investors, Inc.

Linwood, NJ

Tampa, FL
2010-03-10 → 2016-05-13

Transamerica Financial Advisors, Llc

Linwood, NJ

Tampa, FL

Linwood, NJ

Tampa, FL

Panama City Beach, FL

Clearwater, FL
2004-06-09 → 2010-01-07

Hornor, Townsend & Kent, Llc

Linwood, NJ

Edison, NJ
2002-07-05 → 2002-09-04

Equitable Advisors, Llc

Linwood, NJ
2001-08-10 → 2002-08-29

Progress Financial Advisors

Philadelphia, PA

Other Businesses

1) HAFETZ AND ASSOCIATES - FIXED INSURANCE POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2008 ADDRESS: 2221 Burroughs Ave, Linwood NJ 08221, United States DESCRIPTION: Sales/marketing of fixed individual and group health insurance products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-17
S63	Uniform Securities Agent State Law Examination	1996-09-11

S65 Uniform Investment Adviser Law Examination

1999-11-17
S63 Uniform Securities Agent State Law Examination

1996-09-11

Other Names

Lee Gottlieb
Lee Murray Gottlieb

View on SEC IAPD