James Denis Pafundi

Current Employers

Employment History

• 06/2010 → Present
  Lpl Financial
  Longview, WA

Previous Registrations

• 2008-09-17 → 2010-07-06
  Wells Fargo Investments, Llc
  San Diego, CA
  Lemon Grove, CA
  San Diego, CA
  San Diego, CA
• 2003-07-21 → 2006-06-01
  Ubs Financial Services Inc.
  San Diego, CA
• 2003-07-01 → 2003-07-24
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 1998-10-28 → 2003-07-01
  Prudential Equity Group, Llc
  San Diego, CA

Other Businesses

(1) 06/25/2010: NON-VARIABLE INSURANCE - FIXED INSURANCE SALES- FIXED ANNUITIES, FIXED WHOLE LIFE, TERM INS, LTC, AND DISABILITY. - TIME SPENT 3% - LONGVIEW, WA. (2) 1/4/2012: FINANCIAL LIFE DIMENSIONS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - TIME SPENT 100%. (3) 11/27/2012: JG ASSET MANAGEMENT -Business Entity For Tax/Investment Purposes Only - Investment Related - TIME SPENT 0% - LONGVIEW, WA (4) 05/29/2013 - REAL ESTATE RENTAL - ONE RENTAL PROPERTY. RENTERS ARE NOT CUSTOMERS OR ADVISORS OF ANY B/D OR RIA - 1% OF TIME SPENT - LONGVIEW, WA (5) 11/14/2017 - Financial Dimensions - Investment Related - At Reported Business location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/09/2017 - 40 Hours Per Month/40 Hours During Securities Trading (6) 07/10/2026 - NexAnnuity - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/08/2026 - 2 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-16
• S66 Uniform Combined State Law Examination
  2008-08-14
• S63 Uniform Securities Agent State Law Examination
  1996-10-01

Other Names

• James Pafundi