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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-01-03
  • CO RA
    APPROVED
    Since 2012-01-03

Branch Locations

9875 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 12/1999 Present
Schwab Wealth Advisory Inc Lone Tree CO 01/2011 Present
Us Army Reserves Aurora CO 09/1991 Present
  • 12/1999 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 01/2011 → Present
    Lone Tree, CO
  • 09/1991 → Present
    Us Army Reserves
    Aurora, CO
Other Businesses

US Army Reserves - 88th Readiness Division|Investment Related:No|60th South O Street;FT McCoy;Wisconsin;54656-5138;USA|Military|Retired Captain|2012-03-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|US Army Retired Reserves (Deployable)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-04
S63 Uniform Securities Agent State Law Examination 1996-11-05
  • S66 Uniform Combined State Law Examination
    2006-05-04
  • S63 Uniform Securities Agent State Law Examination
    1996-11-05
Designations

View on SEC IAPD

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