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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2012-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 12/1999 | Present |
| Schwab Wealth Advisory Inc | Lone Tree | CO | 01/2011 | Present |
| Us Army Reserves | Aurora | CO | 09/1991 | Present |
US Army Reserves - 88th Readiness Division|Investment Related:No|60th South O Street;FT McCoy;Wisconsin;54656-5138;USA|Military|Retired Captain|2012-03-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|US Army Retired Reserves (Deployable)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-05 |
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