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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-01
  • SC RA
    APPROVED
    Since 2025-01-01

Branch Locations

Lake Wylie, SC • United States

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors, Llc Lake Wylie SC 03/2008 Present
Legg Mason & Co, Llc. Lake Wylie SC 03/2008 07/2021
Clearbridge Investments Llc. New York NY 03/2008 Present
Franklin Templeton Distributors, Inc. Lake Wylie SC 08/2020 07/2021
Franklin Templeton Financial Services Corp Lake Wylie SC 08/2020 07/2021
  • 03/2008 → Present
    Franklin Distributors, Llc
    Lake Wylie, SC
  • 03/2008 → 07/2021
    Legg Mason & Co, Llc.
    Lake Wylie, SC
  • 03/2008 → Present
    New York, NY
  • 08/2020 → 07/2021
    Franklin Templeton Distributors, Inc.
    Lake Wylie, SC
  • 08/2020 → 07/2021
    Franklin Templeton Financial Services Corp
    Lake Wylie, SC
Previous Registrations
  • 2005-03-09 → 2008-03-10
    Bofa Advisors, Llc
    New York, NY
    Charlotte, NC
  • 2004-11-08 → 2005-03-09
    Columbia Management Advisors, Inc.
    Boston, MA
  • 2004-05-19 → 2004-11-12
    Ofi Private Investments Inc
    New York, NY
  • 2001-05-30 → 2002-06-11
    Legg Mason Wood Walker, Incorporated
    Baltimore, MD
Other Businesses

1. Palmer Group, LLC; Lake Wylie, SC; President; Real Estate; Beginning 1/1/2017; 20 hours per month, no time during normal securities trading hours.; 2. College Savings Foundation - Vice-Chair; Rockville, MD; Not-for-Profit; Beginning 1/1/2026; Approx 2 hours monthly; 2 hours during normal securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-30
S63 Uniform Securities Agent State Law Examination 1997-03-21
  • S65 Uniform Investment Adviser Law Examination
    2001-04-30
  • S63 Uniform Securities Agent State Law Examination
    1997-03-21
Other Names
  • Sandra Marie Massaro
  • Sandra Marie Urban
  • Sandra Marie Massaro

View on SEC IAPD

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