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One Madison Avenue 18Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-01 |
Branch Locations
Lake Wylie, SC • United States
One Madison Avenue 18Th Floor, New York, NY 10010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Distributors, Llc | Lake Wylie | SC | 03/2008 | Present |
| Legg Mason & Co, Llc. | Lake Wylie | SC | 03/2008 | 07/2021 |
| Clearbridge Investments Llc. | New York | NY | 03/2008 | Present |
| Franklin Templeton Distributors, Inc. | Lake Wylie | SC | 08/2020 | 07/2021 |
| Franklin Templeton Financial Services Corp | Lake Wylie | SC | 08/2020 | 07/2021 |
1. Palmer Group, LLC; Lake Wylie, SC; President; Real Estate; Beginning 1/1/2017; 20 hours per month, no time during normal securities trading hours.; 2. College Savings Foundation - Vice-Chair; Rockville, MD; Not-for-Profit; Beginning 1/1/2026; Approx 2 hours monthly; 2 hours during normal securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-21 |
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