Alexander Victor Martinelli

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-11-18

TX RA
APPROVED_RES

Since 2015-11-18

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Boston	MA	11/2015	Present

11/2015 → Present

Ubs Financial Services Inc

Boston, MA

Previous Registrations

2008-10-31 → 2015-12-16

Credit Suisse Securities (Usa) Llc

Boston, MA
2002-04-12 → 2008-11-06

Ubs Financial Services Inc.

Weehawken, NJ

Boston, MA

Boston, MA

Boston, MA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-10-01

S63 Uniform Securities Agent State Law Examination

1996-10-01

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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