David Scott Ahern

Advisors Asset Management, Inc.

Bolingbrook, IL

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Current Employers

Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2019-12-02
TX	RA	APPROVED	2019-12-02

IL RA
APPROVED

Since 2019-12-02
TX RA
APPROVED

Since 2019-12-02

Branch Locations

Bolingbrook, IL • United States

420 Lexington Avenue, Suite 1705, New York, NY 10170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guggenheim Funds Distributors, Llc	Lisle	IL	03/2011	04/2018
Invesco	Downers Grove	IL	04/2018	05/2019
Unemployed	Bolingbrook	IL	06/2019	11/2019
Advisors Asset Management, Inc	Monument	CO	12/2019	Present

03/2011 → 04/2018

Guggenheim Funds Distributors, Llc

Lisle, IL
04/2018 → 05/2019

Invesco

Downers Grove, IL
06/2019 → 11/2019

Unemployed

Bolingbrook, IL
12/2019 → Present

Advisors Asset Management, Inc

Monument, CO

Previous Registrations

2018-04-25 → 2019-05-30

Invesco Advisers, Inc.

Downers Grove, IL
2010-10-26 → 2018-04-20

Guggenheim Investments

New York, NY
2009-01-26 → 2010-10-28

Rydex Advisory Services, Llc

Rockville, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-01-15
S63	Uniform Securities Agent State Law Examination	2008-11-24

S65 Uniform Investment Adviser Law Examination

2009-01-15
S63 Uniform Securities Agent State Law Examination

2008-11-24

View on SEC IAPD

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