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Lisa Martin

LPl Financial LLC

San Diego, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-11-08
TX RA APPROVED_RES 2017-11-08
  • CA RA
    APPROVED
    Since 2017-11-08
  • TX RA
    APPROVED_RES
    Since 2017-11-08

Branch Locations

San Diego, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Comp Springfield MA 07/1996 09/2017
Mml Investors Services, Inc. San Diego CA 08/1996 09/2017
Lpl Financial Llc San Diego CA 11/2017 Present
  • 07/1996 → 09/2017
    Massachusetts Mutual Life Insurance Comp
    Springfield, MA
  • 08/1996 → 09/2017
    Mml Investors Services, Inc.
    San Diego, CA
  • 11/2017 → Present
    Lpl Financial Llc
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-19
S63 Uniform Securities Agent State Law Examination 1996-09-04
  • S65 Uniform Investment Adviser Law Examination
    2000-05-19
  • S63 Uniform Securities Agent State Law Examination
    1996-09-04
Other Names
  • Lisa Marie Bronk
  • Lisa Marie Bronk
  • Lisa Marie Martin

View on SEC IAPD

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