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Erik Paul Geiser

Geiser Wealth Planning, LLC

Lexington, KY

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Current Employers
Geiser Wealth Planning, Llc

Lexington, KY • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-02-16
KY RA APPROVED 2024-02-15
  • PA RA
    APPROVED
    Since 2024-02-16
  • KY RA
    APPROVED
    Since 2024-02-15

Branch Locations

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jjb Hilliard Wl Lyons Llc Louisville KY 10/2013 10/2019
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 01/2024
Geiser Wealth Planning, Llc Louisville KY 09/2023 Present
Previous Registrations
  • 2019-10-18 → 2024-01-11
    Robert W. Baird & Co. Incorporated
    Louisville, KY
    Lexington, KY
  • 2013-10-31 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
  • 2011-02-15 → 2013-10-10
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-14
S63 Uniform Securities Agent State Law Examination 1996-11-08
  • S66 Uniform Combined State Law Examination
    2011-02-14
  • S63 Uniform Securities Agent State Law Examination
    1996-11-08
Designations

View on SEC IAPD

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