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Amy Heald Peeples

Ubs Financial Services Inc.

Sacramento, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-14
  • CA RA
    APPROVED
    Since 2026-05-14

Branch Locations

1610 Arden Way, Sacramento, CA 95815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Roseville CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Roseville CA 11/2016 10/2021
Lpl Financial Llc North Highlands CA 10/2021 04/2026
Safe Credit Union North Highlands CA 10/2021 04/2026
Ubs Financial Services Inc Sacramento CA 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-20
  • S66 Uniform Combined State Law Examination
    2002-02-20
Other Names
  • Amy Louise Heald

View on SEC IAPD

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