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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-06-23 |
| TX | RA | APPROVED | 2023-06-23 |
Branch Locations
1826 North Loop 1604 West, Suite 260, San Antonio, TX 78248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southern Wealth Investment Advisors Llc | San Antonio | TX | 03/2005 | 05/2023 |
| Southern Wealth Management, Llp | San Antonio | TX | 03/2005 | 05/2023 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-10 |
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