Best Investors Account Sign in

Lori Ann Tomasulo

Wells Fargo Clearing Services, LLC

Princeton, NJ

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2007-08-16
  • NJ RA
    APPROVED
    Since 2007-08-16

Branch Locations

302 Carnegie Center Stes 102 & 104, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lawrenceville NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lawrenceville NJ 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-14
  • S66 Uniform Combined State Law Examination
    2007-08-14
Other Names
  • Lori Ann Harris

View on SEC IAPD

More in Princeton, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor