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Catherine Allred

LPl Financial LLC

Durango, CO

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-04-09
  • CO RA
    APPROVED
    Since 2019-04-09

Branch Locations

Durango, CO • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Salt Lake City UT 06/2009 11/2018
Lpl Financial Llc Durango CO 04/2019 Present
Unemployed Durango CO 11/2018 03/2019
  • 06/2009 → 11/2018
    Morgan Stanley Smith Barney
    Salt Lake City, UT
  • 04/2019 → Present
    Lpl Financial Llc
    Durango, CO
  • 11/2018 → 03/2019
    Unemployed
    Durango, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-14
S63 Uniform Securities Agent State Law Examination 1996-11-18
  • S66 Uniform Combined State Law Examination
    2008-01-14
  • S63 Uniform Securities Agent State Law Examination
    1996-11-18
Other Names
  • Catherine Stephanie Ruder
  • Catherine Stephanie Allred

View on SEC IAPD

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