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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-17
TX RA APPROVED_RES 2016-10-27
WI RA APPROVED 1999-09-20
  • FL RA
    APPROVED
    Since 2018-08-17
  • TX RA
    APPROVED_RES
    Since 2016-10-27
  • WI RA
    APPROVED
    Since 1999-09-20

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Milwaukee WI 06/1999 Present
Nmis Milwaukee WI 12/2001 Present
Other Businesses

Name/Address: Prevent Blindness Wisconsin 759 N Milwaukee St, Milwaukee WI 53202 Start Date: 1/1/06 Hours Spent: 1-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-22
S63 Uniform Securities Agent State Law Examination 1999-09-16
  • S65 Uniform Investment Adviser Law Examination
    1999-09-22
  • S63 Uniform Securities Agent State Law Examination
    1999-09-16
Other Names
  • Dan Schneck

View on SEC IAPD

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