Best Investors Account Sign in

Monica Jane Breaker

Merrill Lynch, Pierce, Fenner & Smith Incorporated

The Woodlands, TX

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-02-17
  • TX RA
    APPROVED
    Since 2009-02-17

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 05/2008 Present
Bank Of America, N.A. The Woodlands TX 06/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-13
  • S66 Uniform Combined State Law Examination
    2009-02-13
Other Names
  • Monica Jane Schoenhofer
  • Monica Jane Legan
  • Monica Jane Breaker
  • Monica Jane Legan

View on SEC IAPD

More in The Woodlands, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor