Best Investors Account Sign in

Douglas L Woolbert

Pruco Securities, LLC.

Cazenovia, NY

Newark, NJ

Claim This Profile
Current Employers
Pruco Securities, Llc.

751 Broad Street, Newark, NJ 07102-3777 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-14
NJ RA APPROVED 2021-06-30
  • NY RA
    APPROVED
    Since 2021-07-14
  • NJ RA
    APPROVED
    Since 2021-06-30

Branch Locations

Cazenovia, NY • United States

213 Washington Street, Newark, NJ 07102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Equitable Syracuse NY 01/2017 08/2018
Axa Advisors Llc New York NY 11/2017 08/2018
Unemployed Cazenovia NY 08/2016 01/2017
Pruco Securities, Llc Cazenovia NY 08/2018 Present
The Prudential Insurance Company Of America Cazenovia NY 08/2018 Present
Prudential Customer Solutions Llc Cazenovia NY 10/2018 06/2021
  • 01/2017 → 08/2018
    Axa Equitable
    Syracuse, NY
  • 11/2017 → 08/2018
    Axa Advisors Llc
    New York, NY
  • 08/2016 → 01/2017
    Unemployed
    Cazenovia, NY
  • 08/2018 → Present
    Pruco Securities, Llc
    Cazenovia, NY
  • 08/2018 → Present
    The Prudential Insurance Company Of America
    Cazenovia, NY
  • 10/2018 → 06/2021
    Prudential Customer Solutions Llc
    Cazenovia, NY
Previous Registrations
  • 2018-10-26 → 2021-07-02
    Prudential Select Strategies Llc
    Cazenovia, NY
  • 2017-11-29 → 2018-08-06
    Equitable Advisors, Llc
    Syracuse, NY
  • 2009-01-08 → 2016-08-29
    Harrisdirect Llc
    Arlington, VA
  • 2004-10-20 → 2007-01-16
    Banc Of America Investment Services, Inc.
    Lincolnr, RI
    Lincoln, RI
  • 2002-09-10 → 2004-10-20
    Quick & Reilly, Inc.
    Lincoln, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-07
S63 Uniform Securities Agent State Law Examination 1996-11-19
  • S65 Uniform Investment Adviser Law Examination
    2002-08-07
  • S63 Uniform Securities Agent State Law Examination
    1996-11-19
Other Names
  • Doug Woolbert
  • Douglas Lane Woolbert
  • Douglas L Woolbert

View on SEC IAPD

More in Cazenovia, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor