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William J Pulice

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgeport, WV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2019-06-18
TX RA APPROVED_RES 2019-06-05
  • WV RA
    APPROVED
    Since 2019-06-18
  • TX RA
    APPROVED_RES
    Since 2019-06-05

Branch Locations

2000 Jerry Dove Dr, Bridgeport, WV 26330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wheeling WV 05/2009 11/2016
Wells Fargo Clearing Services, Llc Wheeling WV 11/2016 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgeport WV 06/2019 Present
Bank Of America, N.A. Bridgeport WV 09/2019 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR MOM, INVESTMENT RELATED, BRIDGEPORT, WV, START: 11/1995, HOURS VARY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-20
S63 Uniform Securities Agent State Law Examination 1996-11-26
  • S65 Uniform Investment Adviser Law Examination
    1996-12-20
  • S63 Uniform Securities Agent State Law Examination
    1996-11-26
Other Names
  • Billy Pulice
  • William Pulice
  • Wm. J. Pulice
  • William James Pulice

View on SEC IAPD

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