Dagny Maidman

Current Employers

Cresset Asset Management, Llc

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-05-21
MT	RA	APPROVED	2024-05-14
FL	RA	APPROVED	2024-04-23
CA	RA	APPROVED	2024-04-19
CT	RA	APPROVED	2024-04-19
NH	RA	APPROVED	2024-04-19
TX	RA	APPROVED	2024-04-19
WY	RA	APPROVED	2024-04-19

NJ RA
APPROVED

Since 2024-05-21
MT RA
APPROVED

Since 2024-05-14
FL RA
APPROVED

Since 2024-04-23
CA RA
APPROVED

Since 2024-04-19
CT RA
APPROVED

Since 2024-04-19
NH RA
APPROVED

Since 2024-04-19
TX RA
APPROVED

Since 2024-04-19
WY RA
APPROVED

Since 2024-04-19

Branch Locations

Bozeman, MT • United States

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Republic Securities Company Llc	San Francisco	CA	10/2015	04/2017
First Republic Investment Management	San Francisco	CA	10/2015	04/2017
First Republic Securities Company, Llc	San Francisco	CA	04/2017	09/2023
First Republic Investment Management, Inc	San Francisco	CA	04/2017	04/2024
J.P. Morgan Securities Llc	Jackson	WY	09/2023	04/2024
Jp Morgan Chase Bank, N.A.	Jackson	WY	10/2023	04/2024
Cresset Asset Mangement, Llc	Chicago	IL	04/2024	Present

10/2015 → 04/2017

First Republic Securities Company Llc

San Francisco, CA
10/2015 → 04/2017

First Republic Investment Management

San Francisco, CA
04/2017 → 09/2023

First Republic Securities Company, Llc

San Francisco, CA
04/2017 → 04/2024

First Republic Investment Management, Inc

San Francisco, CA
09/2023 → 04/2024

J.P. Morgan Securities Llc

Jackson, WY
10/2023 → 04/2024

Jp Morgan Chase Bank, N.A.

Jackson, WY
04/2024 → Present

Cresset Asset Mangement, Llc

Chicago, IL

Previous Registrations

2015-10-09 → 2024-04-22

J.P. Morgan Private Wealth Advisors Llc

San Francisco, CA

San Francisco, CA

Jackson, WY

San Francisco, CA
2024-03-26 → 2024-04-20

J.P. Morgan Securities Llc

San Francisco, CA

Jackson, WY

Jackson, WY

San Francisco, CA
2008-09-15 → 2015-11-05

Credit Suisse Securities (Usa) Llc

San Francisco, CA
2004-01-02 → 2008-09-18

Lehman Brothers Inc.

San Francisco, CA

San Francisco, CA
2003-08-19 → 2004-01-08

Banc Of America Investment Services, Inc.

San Francisco, CA
2001-05-18 → 2003-08-20

Banc Of America Securities Llc

San Francisco, CA

Other Businesses

Name: Client's Trust Account Investment-Related: Yes Position/ Title: Trustee Duties: Ms. Maidman acts in the capacity of trustee for a client account.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-02-08
S63	Uniform Securities Agent State Law Examination	1996-09-12

S65 Uniform Investment Adviser Law Examination

2016-02-08
S63 Uniform Securities Agent State Law Examination

1996-09-12

Other Names

Dagny Maidman
Dagny Carol Maidman

View on SEC IAPD