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200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Distributor, Llc | San Francisco | CA | 01/2010 | 01/2020 |
| Wells Fargo Funds Management, Llc | San Francisco | CA | 01/2010 | 01/2020 |
| John Hancock | Boston | MA | 03/2021 | 05/2022 |
| John Hancock Distributors Llc | Boston | MA | 03/2021 | 05/2022 |
| Unemployed | Malden | MA | 02/2020 | 09/2020 |
| Wells Fargo | Malden | MA | 09/2020 | 03/2021 |
| John Hancock | Boston | MA | 05/2022 | Present |
| John Hancock Investment Management Distributors Llc | Boston | MA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-06 |
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