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Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-06-08
  • MA RA
    APPROVED
    Since 2022-06-08

Branch Locations

200 Berkeley St., Boston, MA 02116-5022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc San Francisco CA 01/2010 01/2020
Wells Fargo Funds Management, Llc San Francisco CA 01/2010 01/2020
John Hancock Boston MA 03/2021 05/2022
John Hancock Distributors Llc Boston MA 03/2021 05/2022
Unemployed Malden MA 02/2020 09/2020
Wells Fargo Malden MA 09/2020 03/2021
John Hancock Boston MA 05/2022 Present
John Hancock Investment Management Distributors Llc Boston MA 05/2022 Present
  • 01/2010 → 01/2020
    Wells Fargo Funds Distributor, Llc
    San Francisco, CA
  • 01/2010 → 01/2020
    Wells Fargo Funds Management, Llc
    San Francisco, CA
  • 03/2021 → 05/2022
    John Hancock
    Boston, MA
  • 03/2021 → 05/2022
    John Hancock Distributors Llc
    Boston, MA
  • 02/2020 → 09/2020
    Unemployed
    Malden, MA
  • 09/2020 → 03/2021
    Wells Fargo
    Malden, MA
  • 05/2022 → Present
    John Hancock
    Boston, MA
  • 05/2022 → Present
    John Hancock Investment Management Distributors Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-17
S63 Uniform Securities Agent State Law Examination 1998-11-06
  • S65 Uniform Investment Adviser Law Examination
    2009-11-17
  • S63 Uniform Securities Agent State Law Examination
    1998-11-06

View on SEC IAPD

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