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Eric Joseph Busch

Charles Schwab & Co., Inc.

Westlake, TX

Temecula, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-04
  • CA RA
    APPROVED
    Since 2022-10-04

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Temecula, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc. San Diego CA 07/2010 12/2022
Charles Schwab And Co., Inc. San Diego CA 12/2022 Present
  • 07/2010 → 12/2022
    Td Ameritrade Inc.
    San Diego, CA
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    San Diego, CA
Previous Registrations
  • 2006-03-24 → 2022-10-14
    Td Ameritrade, Inc.
    San Diego, CA
    Westlake, TX
    San Diego, CA
    Westlake, TX
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-20
S63 Uniform Securities Agent State Law Examination 1996-10-23
  • S65 Uniform Investment Adviser Law Examination
    2006-03-20
  • S63 Uniform Securities Agent State Law Examination
    1996-10-23

View on SEC IAPD

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