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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-10
TX RA APPROVED 2025-01-10
  • CA RA
    APPROVED
    Since 2025-01-10
  • TX RA
    APPROVED
    Since 2025-01-10

Branch Locations

Palm Desert, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grove Point Investments, Llc Rockville MD 03/2021 07/2024
Grove Point Advisors, Llc Rockville MD 03/2021 07/2024
Cetera Advisor Networks Llc El Segundo CA 09/2024 12/2024
Cetera Investment Advisers Llc Schaumburg IL 09/2024 12/2024
Cambridge Investment Research, Inc. Fairfield IA 01/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2025 Present
Lpl Financial, Llc (Formerly: Linsco Private Ledger) Laguna Hills CA 03/2004 03/2021
  • 03/2021 → 07/2024
    Grove Point Investments, Llc
    Rockville, MD
  • 03/2021 → 07/2024
    Grove Point Advisors, Llc
    Rockville, MD
  • 09/2024 → 12/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2024 → 12/2024
    Schaumburg, IL
  • 01/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2025 → Present
    Fairfield, IA
  • 03/2004 → 03/2021
    Lpl Financial, Llc (Formerly: Linsco Private Ledger)
    Laguna Hills, CA
Previous Registrations
  • 2024-09-13 → 2024-12-31
    Palm Desert, CA
  • 2021-04-07 → 2024-09-16
    Grove Point Advisors, Llc
    Rockville, MD
    Aliso Viejo, CA
    Rockville, MD
    Palm Desert, CA
  • 2004-03-09 → 2021-04-26
    Aliso Viejo, CA
Other Businesses

1) TIM MCSWEENEY, 76 Meridian Drive, Aliso Viejo CA 92656, 01/2025, OWNER, REAL ESTATE, NIR 1 HR/MO - 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-11
S63 Uniform Securities Agent State Law Examination 1996-10-23
  • S65 Uniform Investment Adviser Law Examination
    2003-12-11
  • S63 Uniform Securities Agent State Law Examination
    1996-10-23
Other Names
  • Tim R Mcsweeney

View on SEC IAPD

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