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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-10 |
| TX | RA | APPROVED | 2025-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grove Point Investments, Llc | Rockville | MD | 03/2021 | 07/2024 |
| Grove Point Advisors, Llc | Rockville | MD | 03/2021 | 07/2024 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2024 | 12/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2024 | 12/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2025 | Present |
| Lpl Financial, Llc (Formerly: Linsco Private Ledger) | Laguna Hills | CA | 03/2004 | 03/2021 |
1) TIM MCSWEENEY, 76 Meridian Drive, Aliso Viejo CA 92656, 01/2025, OWNER, REAL ESTATE, NIR 1 HR/MO - 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-23 |
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