Donald Neal Bateman

Current Employers

Onedigital

11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2024-01-09

TN RA
APPROVED

Since 2024-01-09

Branch Locations

Knoxville, TN • United States

10641 Deerbrook Drive Suite 100, Knoxville, TN 37922 • United States

11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Knoxville	TN	02/2014	05/2020
Heritage Investors, Llc	Knoxville	TN	07/2021	02/2022
Unemployed	Knoxville	TN	06/2020	06/2021
Wealthsource Partners, Llc	Knoxville	TN	03/2022	09/2024
Onedigital Investment Advisors Llc	Overland Park	KS	01/2024	Present

02/2014 → 05/2020

Ubs Financial Services Inc.

Knoxville, TN
07/2021 → 02/2022

Heritage Investors, Llc

Knoxville, TN
06/2020 → 06/2021

Unemployed

Knoxville, TN
03/2022 → 09/2024

Wealthsource Partners, Llc

Knoxville, TN
01/2024 → Present

Onedigital Investment Advisors Llc

Overland Park, KS

Previous Registrations

2022-03-02 → 2024-10-26

Wealthsource®

Knoxville, TN
2021-08-12 → 2022-04-22

Heritage Investors

Knoxville, TN
2014-02-07 → 2020-06-25

Ubs Financial Services Inc.

Knoxville, TN
2012-05-10 → 2014-02-11

Morgan Stanley

Knoxville, TN

Knoxville, TN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-05-09
S63	Uniform Securities Agent State Law Examination	1999-10-15

S65 Uniform Investment Adviser Law Examination

2012-05-09
S63 Uniform Securities Agent State Law Examination

1999-10-15

Other Names

Donald N. Bateman
Donald N. Neal Bateman

View on SEC IAPD