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Buffalo, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spaulding Greene Wealth Management, Llc | Buffalo | NY | 03/2007 | Present |
Four Greenes LLC - Formed January 2007. Business address same as advisory firm. Title: Member. Owns a small rental property in Buffalo, NY. Less than 1 hour per month on this business, none during securities trading hours. Not investment related. HHBT218 LLC - Formed in January 2020. Business address same as advisory frim. Title: Member. Owns a rental condo on Hilton Head. Less than 1 hour per month on this business, none during securities trading hours. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-22 |
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