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Cutler Spaulding Greene

Spaulding Greene Wealth Management, LLC

Buffalo, NY

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Current Employers
Spaulding Greene Wealth Management, Llc

Buffalo, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-12
  • NY RA
    APPROVED
    Since 2021-06-12

Branch Locations

Buffalo, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spaulding Greene Wealth Management, Llc Buffalo NY 03/2007 Present
Other Businesses

Four Greenes LLC - Formed January 2007. Business address same as advisory firm. Title: Member. Owns a small rental property in Buffalo, NY. Less than 1 hour per month on this business, none during securities trading hours. Not investment related. HHBT218 LLC - Formed in January 2020. Business address same as advisory frim. Title: Member. Owns a rental condo on Hilton Head. Less than 1 hour per month on this business, none during securities trading hours. Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-17
S63 Uniform Securities Agent State Law Examination 2000-05-22
  • S65 Uniform Investment Adviser Law Examination
    2007-04-17
  • S63 Uniform Securities Agent State Law Examination
    2000-05-22
Other Names
  • Cutler S Greene

View on SEC IAPD

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