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Wilfredo Willie Figueroa

Raymond James & Associates, Inc.

Moorpark, CA

Los Angeles, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-09-06
  • CA RA
    APPROVED
    Since 2016-09-06

Branch Locations

Moorpark, CA • United States

10250 Constellation Blvd. Suite 850, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lehman Brothers Inc La CA 06/2000 Present
Deutsche Bank Securities Inc. Los Angeles CA 09/2008 09/2016
Raymond James & Associates, Inc. Los Angeles CA 09/2016 Present
Centro De Rehabilitacion Ebenezer Los Angeles CA 10/2016 Present
Notary Public Los Angeles CA 06/2021 Present
Previous Registrations
  • 2008-10-06 → 2016-09-06
    Deutsche Bank Securities Inc.
    Los Angeles, CA
    Los Angeles, CA
  • 2008-03-03 → 2008-10-06
    Lehman Brothers Inc.
    Los Angeles, CA
    Los Angeles, CA
    New York, NY
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-29
S63 Uniform Securities Agent State Law Examination 2001-02-23
  • S66 Uniform Combined State Law Examination
    2008-02-29
  • S63 Uniform Securities Agent State Law Examination
    2001-02-23

View on SEC IAPD

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