Thomas Owen Shepard

Current Employers

Employment History

• 12/2011 → Present
  Lpl Financial, Llc
  Yarmouth, ME
• 12/2012 → Present
  Flagship Harbor Advisors, Llc
  Yarmouth, ME

Previous Registrations

• 2002-12-11 → 2011-12-23
  Ameriprise Financial Services, Llc
  Yarmouth, ME

Other Businesses

1. 12/21/2011: DBA ONLY - SHEPARD FINANCIAL, LLC - TIME SPENT 98% - YARMOUTH, ME. 2. 1/18/2013: REGISTERED INVESTMENT ADVISOR - FLAGSHIP HARBOR ADVISORS - SERVE AS AN INVESTMENT ADVISOR REPRESENTATIVE UNDER THE FLAGSHIP HARBOR ADVISORS RIA. ACTIVITIES MAY INCLUDE FINANCIAL PLANNING, RENDERING INVESTMENT ADVICE AS A FEE, OR OTHER RELATED INVESTMENT CONSULTING. - (HYBRID) FLAGSHIP HARBOR ADVISORS - TIME SPENT 75% - YARMOUTH, ME. 3. 1/29/2013: NON-VARIABLE INSURANCE - TOM SHEPARD - OFFERING FIXED ANNUITIES AND INSURANCE TO CLIENTS AND PROSPECTS. - TIME SPENT 10% - YARMOUTH, ME 4. 6/6/2017 - Flagship Harbor advisors - DBA: (Hybrid) Currency Camp - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/14/16 - 8 Hours Per Month During Securities Trading - Provides adult financial education and consulting to groups of people through seminars. 5. 6/7/2017 - The Currency Institute - Not Investment Related - Home Based - Business Owner - Started 05/22/2017 - 2 Hours Per Month/0 Hours During Securities Trading. 6. 09/28/2022 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other - writing a book - Start Date - 01/08/2015 - 8 Hours Per Month/1 Hours During Securities Trading - Author 7. 11/18/2022 - Currency Institute - Investment Related - 701 US Route One Yarmouth Maine 04096 - Real Estate Rental - Start Date: 01/06/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 8. 10/13/2023 - Currency Institute - Other - Reps Business - Not Investment Related - At Reported Business Location(s) - Start Date 09/11/2023 - 4 Hours Per Month/ 0 Hours During Trading 9. 01/03/2025 - Currency Institute - Not Investment Related - Other - royalty for use of intellectual property - Home Based - Start Date: 10/03/2024 - 4 Hours Per Month - 0 Hours During Trading 10. 12/13/2024 - Currency Institute - Investment Related - Real Estate Rental - At Reported Business Location(s - Start Date: 01/06/2020 - 1 Hours Per Month - 0 Hours During Trading 11. 01/03/2025 - Currency Institute - Not Investment Related - Other - royalty for use of intellectual property - At Reported Business Location(s) - Start Date: 10/03/2024 - 4 Hours Per Month - 0 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-08-23

Designations