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Jonathan Michael Apsley

Principal Asset Management

Yuba City, CA

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Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-02
  • CA RA
    APPROVED
    Since 2021-12-02

Branch Locations

Yuba City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Funds Distributor, Inc. Chicago IL 01/2007 Present
Principal Asset Management Chicago IL 12/2021 Present
Other Businesses

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-22
  • S63 Uniform Securities Agent State Law Examination
    1997-01-22
Designations
Other Names
  • Jonathan Michael Aspley

View on SEC IAPD

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