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25 Arizona Place 5Th Floor, Chandler, AZ 85225 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-01 |
| AZ | RA | APPROVED | 2021-04-16 |
Branch Locations
25 Arizona Place 5Th Floor, Chandler, AZ 85225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Tempe | AZ | 09/2004 | 05/2025 |
| Sunstone Financial Services | Phoenix | AZ | 06/2007 | Present |
| Neighborhood Loans | Phoenix | AZ | 03/2021 | 03/2022 |
1) MARK GODFREY POSITION: agent NATURE: INSURANCE, Fixed annuities, life, health, Disability Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/29/2004 ADDRESS: 25 ARIZONA PLACE, 5TH FLOOR, CHANDLER, AZ, USA, 85225 DESCRIPTION: Fixed insurance sales Life, Health, DI fixed annuities 2) Mark Godfrey, no exact address to report, expert witness, investment related, March 2025 to present, 2 hours per month, 0 hours during trading, compensated by various law firms, as an expert witness will be providing my opinion on security related questions within lawsuits.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-06 |
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