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Robert Joseph Mark

St. James Investment Company, LLC

Southlake, TX

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Current Employers
St. James Investment Company, Llc

535 S. Kimball Avenue Suite 140, Southlake, TX 76092 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-01-22
  • TX RA
    APPROVED
    Since 2004-01-22

Branch Locations

535 S. Kimball Ave, Suite 140, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. James Investment Company, Llc Southlake TX 06/1999 Present
Previous Registrations
  • 2005-03-29 → 2005-12-31
    Liberty St. James
    Dallas, TX
Other Businesses

GENERAL PARTNER TO SHEPHERD INVESTMENT HOLDINGS, LP, OWNER, 5/14/24, 40 HRS PER MONTH, 20 HOURS PER MONTH DURING TRADING HOURS, PORTFOLIO MANAGER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-09
S63 Uniform Securities Agent State Law Examination 1996-09-12
  • S65 Uniform Investment Adviser Law Examination
    1999-03-09
  • S63 Uniform Securities Agent State Law Examination
    1996-09-12
Other Names
  • Robert Joseph Jr Mark
  • (Jr) Robert Joseph Mark

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Southlake, TX
DOUBLE EAGLE CAPITAL MANAGEMENT LP · SOUTHLAKE, TX
PLANGUIDE FINANCIAL · SOUTHLAKE, TX
RIDGEWOOD WEALTH MANAGEMENT LLC · SOUTHLAKE, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SOUTHLAKE, TX
PROPHET EQUITY MANAGEMENT LLC · SOUTHLAKE, TX
PROPHET EQUITY MANAGEMENT II LLC · SOUTHLAKE, TX
TABERNACLE EQUITY MANAGEMENT LLC · SOUTHLAKE, TX

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