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Andrea H Anderson

Ubs Financial Services Inc.

Stamford, CT

Stamford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2010-08-18
  • CT RA
    APPROVED
    Since 2010-08-18

Branch Locations

Stamford, CT • United States

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Stamford CT 08/2010 Present
Previous Registrations
  • 2009-06-01 → 2010-08-30
    Morgan Stanley
    Greenwich, CT
  • 2008-06-20 → 2009-06-01
    Morgan Stanley & Co. Llc
    Greenwich, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-14
  • S66 Uniform Combined State Law Examination
    2008-06-14

View on SEC IAPD

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