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Current Employers
Bryn Mawr Trust Advisors, Llc

1818 Market Street 22Nd Floor, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-07-06
  • DE RA
    APPROVED
    Since 2023-07-06

Branch Locations

300 Bellevue Parkway Suite 300, Wilmington, DE 19809-0708 • United States

1818 Market Street 22Nd Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Inc. Malvern PA 07/2007 07/2017
Lau Associates Llc Wilmington DE 01/2017 01/2020
Bryn Mawr Trust Advisors, Llc Wilmington DE 07/2023 Present
Bryn Mawr Trust Wilmington DE 01/2020 07/2023
  • 07/2007 → 07/2017
    The Vanguard Group Inc.
    Malvern, PA
  • 01/2017 → 01/2020
    Lau Associates Llc
    Wilmington, DE
  • 07/2023 → Present
    Wilmington, DE
  • 01/2020 → 07/2023
    Bryn Mawr Trust
    Wilmington, DE
Previous Registrations
  • 2017-08-04 → 2020-01-08
    Lau Associates Llc
    Greenville, DE
  • 2013-08-29 → 2017-07-13
    Malvern, PA
  • 2003-08-19 → 2007-08-07
    Tycor Asset Management, Inc.
    Berwyn, PA
  • 2000-01-18 → 2003-06-02
    Affinity Wealth Management Llc
    Wilmington, DE
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-04-02
S65 Uniform Investment Adviser Law Examination 1999-04-05
  • S63 Uniform Securities Agent State Law Examination
    2002-04-02
  • S65 Uniform Investment Adviser Law Examination
    1999-04-05
Designations

View on SEC IAPD

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