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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-28 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
2049 Century Park E Suite 1940, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Johcm (Usa) Inc. | New York | NY | 08/2017 | 09/2022 |
| Foreside Financial Services, Llc | New York | NY | 08/2018 | 07/2021 |
| Not Employed Due To Non-Competition Restriction | New York | NY | 08/2016 | 08/2017 |
| Johcm Funds Distributors, Llc | New York | NY | 07/2021 | 09/2022 |
| Unemployed | New York | NY | 09/2022 | 02/2024 |
| The Leaders Group Inc | Littleton | CO | 02/2024 | Present |
| Gideon | Los Angeles | CA | 02/2024 | Present |
1. GIDEON - 2049 Century Park E, Suite 1940, Los Angeles, CA 90067 - Senior Portfolio Manager, Manage client portfolios/participate in client meetings/write market updates for dissemination to clients, Invt Rel, Insurance business, 160 hrs/mo; 0 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 2/28/2024 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-21 |
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