Gregory Baines Iglow

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-05-17
CA	RA	APPROVED	2007-06-14

TX RA
APPROVED_RES

Since 2017-05-17
CA RA
APPROVED

Since 2007-06-14

Branch Locations

10880 Wilshire Boulevard 23Rd Floor, Los Angeles, CA 90024 • United States

Agoura Hills, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Los Angeles	CA	06/2007	Present

06/2007 → Present

Oppenheimer & Co. Inc.

Los Angeles, CA

Previous Registrations

2003-02-07 → 2007-06-21

Rbc Capital Markets, Llc

Beverly Hills, CA

Beverly Hills, CA
2000-03-01 → 2003-02-13

Prudential Equity Group, Llc

Los Angeles, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-04-04

S63 Uniform Securities Agent State Law Examination

1997-04-04

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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