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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2014-10-27
OR RA APPROVED 2014-09-11
  • HI RA
    APPROVED
    Since 2014-10-27
  • OR RA
    APPROVED
    Since 2014-09-11

Branch Locations

1112 Daniels Street Suite B-100, Vancouver, WA 98660 • United States

1188 Bishop St #2910, Honolulu, HI 96813 • United States

7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258-2023 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial Honolulu HI 02/2012 Present
United Planners' Financial Services Scottsdale AZ 03/2013 Present
Premier Wealth Management Honolulu HI 01/2012 Present
  • 02/2012 → Present
    Lpl Financial
    Honolulu, HI
  • 03/2013 → Present
    United Planners' Financial Services
    Scottsdale, AZ
  • 01/2012 → Present
    Premier Wealth Management
    Honolulu, HI
Other Businesses

1)PREMIER WEALTH MANAGEMENT - OWNER - INSURANCE AND FINANCIAL SERVICES - SINCE 01/2012 - HONOLULU, HI.--- 2)Garth Fernandez - Non-Variable Insurance - Agent - Licensed agent to sell Fixed Insurance products. - NOT INVESTMENT RELATED - 03/01/1995 - Honolulu, HI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-20
S63 Uniform Securities Agent State Law Examination 1996-10-28
  • S66 Uniform Combined State Law Examination
    2014-08-20
  • S63 Uniform Securities Agent State Law Examination
    1996-10-28

View on SEC IAPD

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