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Michael Wayne Murphy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Anchorage, AK

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2000-01-20
AK RA APPROVED 1998-04-02
  • TX RA
    APPROVED_RES
    Since 2000-01-20
  • AK RA
    APPROVED
    Since 1998-04-02

Branch Locations

3601 C St, Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Achorage AK 12/1997 Present
Bank Of America, Na Anchorage AK 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-17
S63 Uniform Securities Agent State Law Examination 1996-08-20
  • S65 Uniform Investment Adviser Law Examination
    1998-02-17
  • S63 Uniform Securities Agent State Law Examination
    1996-08-20
Other Names
  • Michael Wayne Murphy
  • Mike Murphy
  • Michael Murphy

View on SEC IAPD

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