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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-15 |
| FL | RA | APPROVED | 2018-02-26 |
| WI | RA | APPROVED | 1996-09-18 |
Branch Locations
12075 N. Corporate Parkway Suite 200, Mequon, WI 53092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Mequon | WI | 07/1996 | Present |
NAME AND ADDRESS: PORT CATHOLIC SCHOOL/St. John XXIII ENDOWMENT 446 N. JOHNSON ST. PORT WASHINGTON, WI 53074 NATURE OF ENTITY: BOARD/COMMITTEE MEMBER OF THE ENDOWMENT FUND RESPONSIBILITIES IN THIS ROLE: OVERSIGHT OF RULES AND BY-LAWS, OVERSIGHT OF INVESTMENT POLICY, AND INVESTMENT PERFORMANCE OF INVESTED FUNDS. PROVIDE ADVICE AS REQUESTED BY FULL SCHOOL BOARD ON ALL MATTERS REALTED TO THE ENDOWMENT FUND INCLUDING, BUT NOT LIMITED TO DISTRIBUTIONS. HOURS DEVOTED: LESS THAN 10 HOURS PER YEAR. NONE DURING SECURITIES TRADING HOURS. NAME AND ADDRESS: PORT CATHOLIC SCHOOL/St. John XXIII FINANCE COMMITTEE 446 N. JOHNSON ST. PORT WASHINGTON, WI 53074 NATURE OF ENTITY: PORT CATHOLIC SCHOOL IN PORT WASHINGTON, WI. RESPONSIBILITIES IN THIS ROLE: I WILL SERVE AS A COMMITTEE MEMBER AND TAKE PART IN ALL ASPECTS OF MAKING FINANCIAL DECISIONS INCLUDING BUDGETING FOR THE SCHOOL. HOURS DEVOTED: 1 HOUR PER MONTH. NONE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-17 |
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