James Augusta Taylor

Current Employers

Main Management, Llc

601 California Street Suite 300, San Francisco, CA 94108 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2019-05-21

KY RA
APPROVED

Since 2019-05-21

Branch Locations

Edgewood, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Orion Portfolio Solutions, Llc	Omaha	NE	01/2015	05/2019
Main Management, Llc	San Francisco	CA	04/2019	Present
Ceros Financial Services, Inc.	Rockville	MD	06/2019	03/2022
Northern Lights Distributors, Llc	Elkhorn	NE	03/2022	Present

01/2015 → 05/2019

Orion Portfolio Solutions, Llc

Omaha, NE
04/2019 → Present

Main Management, Llc

San Francisco, CA
06/2019 → 03/2022

Ceros Financial Services, Inc.

Rockville, MD
03/2022 → Present

Northern Lights Distributors, Llc

Elkhorn, NE

Previous Registrations

2016-08-30 → 2019-06-04

Orion Portfolio Solutions, Llc

Hebron, KY
2010-12-20 → 2011-08-19

Fifth Third Securities, Inc.

Cincinnati, OH

Other Businesses

MR. TAYLOR IS A DISTRIBUTOR OF NUTRITIONAL PRODUCTS FOR ISAGENICS-ZIJA, LOCATED AT 155 EAST RIVULON BOULEVARD, SUITE 104, GILBERT, AZ 85297. MR. TAYLOR BEGAN THIS NON INVESTMENT RELATED ACTIVITY IN FEBRUARY 2011 AND SPENDS TWO HOURS PER MONTH EDUCATING PEOPLE ABOUT NUTRITIONAL PRODUCTS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-08-19
S65	Uniform Investment Adviser Law Examination	2016-08-30

S63 Uniform Securities Agent State Law Examination

2019-08-19
S65 Uniform Investment Adviser Law Examination

2016-08-30

Other Names

Jimmy Taylor
Jim Augusta Taylor
James A Taylor

View on SEC IAPD