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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
KS RA APPROVED 2001-02-02
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • KS RA
    APPROVED
    Since 2001-02-02

Branch Locations

Overland Park, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2001 Present
The Advocates Overland Park KS 04/2024 Present
Previous Registrations
  • 2005-01-01 → 2006-11-27
    Yohon Advisory Services
    Overland Park, KS
  • 2002-01-02 → 2004-12-31
    Yohon Advisory Services
    Overland Park, KS
Other Businesses

1. FIXED INSURANCE SALES; AS AN AGENT UNDER COMMONWEALTH FINANCIAL NETWORK; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. FINANCIAL PLANNING; INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-31
S63 Uniform Securities Agent State Law Examination 1996-08-28
  • S65 Uniform Investment Adviser Law Examination
    2001-01-31
  • S63 Uniform Securities Agent State Law Examination
    1996-08-28
Designations

View on SEC IAPD

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