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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-23 |
| KS | RA | APPROVED | 2001-02-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2001 | Present |
| The Advocates | Overland Park | KS | 04/2024 | Present |
1. FIXED INSURANCE SALES; AS AN AGENT UNDER COMMONWEALTH FINANCIAL NETWORK; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. FINANCIAL PLANNING; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-28 |
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