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Bradley Stocker Norton

Mai Capital Management, LLC

Cleveland, OH

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-07-11
  • OH RA
    APPROVED
    Since 2022-07-11

Branch Locations

6050 Oak Tree Blvd. Suite 500, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Victory Capital Management Brooklyn OH 10/2000 05/2017
Unemployed Westlake OH 05/2017 09/2017
Winfield Associates Cleveland OH 10/2017 06/2022
Mai Capital Management Llc Cleveland OH 06/2022 04/2024
Mai Capital Management, Llc Cleveland OH 04/2024 Present
  • 10/2000 → 05/2017
    Victory Capital Management
    Brooklyn, OH
  • 05/2017 → 09/2017
    Unemployed
    Westlake, OH
  • 10/2017 → 06/2022
    Winfield Associates
    Cleveland, OH
  • 06/2022 → 04/2024
    Mai Capital Management Llc
    Cleveland, OH
  • 04/2024 → Present
    Mai Capital Management, Llc
    Cleveland, OH
Previous Registrations
  • 2017-10-26 → 2022-07-05
    Winfield Associates Inc
    Cleveland, OH
Designations

View on SEC IAPD

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Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

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