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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-02-24
  • CA RA
    APPROVED
    Since 2017-02-24

Branch Locations

200 N Pacific Coast Hwy Suite 1825, El Segundo, CA 90245 • United States

Los Angeles, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co El Segundo CA 04/2015 Present
Mml Investors Services, Llc El Segundo CA 01/2017 Present
Previous Registrations
Other Businesses

(1) NAME: HELEN KIM INV REL: Y ADD: 7692 WATERBURY PL RANCHO CUCAMONGA CA 91730 NATURE: INDIVIDUAL LIFE/HEALTH POSITION: AGENT START DATE: 11/1997 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0. (2) NAME: SOUTHERN CA KOREAN SCHOOL INV REL: N ADD: 4900 WILSHIRE BLVD LOS ANGELES CA 90010 NATURE: SATURDAY KOREAN SCHOOL POSITION: TEACHER START DATE: 3/1992 NO HRS/MO: 12 NO HRS/MO DUR TRADING: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-05
S63 Uniform Securities Agent State Law Examination 1996-10-16
  • S65 Uniform Investment Adviser Law Examination
    2001-04-05
  • S63 Uniform Securities Agent State Law Examination
    1996-10-16
Other Names
  • Hyoyoung Kim
  • Hyo Y Kim

View on SEC IAPD

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