Nichole Larae Coons

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-01-03

MN RA
APPROVED

Since 2014-01-03

Branch Locations

222 S 9Th St Ste 1400, Minneapolis, MN 55402 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Co	Minneapolis	MN	05/2004	Present
Principal Securities Inc	Minneapolis	MN	06/2004	Present

05/2004 → Present

Principal Life Insurance Co

Minneapolis, MN
06/2004 → Present

Principal Securities Inc

Minneapolis, MN

Previous Registrations

2005-12-20 → 2007-10-15

Principal Asset Management

Des Moines, IA

Other Businesses

PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 222 S. 9th Sreet, Suite 1300, Minneapolis MN 55402, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-10-07
S63	Uniform Securities Agent State Law Examination	1998-06-24

S65 Uniform Investment Adviser Law Examination

2005-10-07
S63 Uniform Securities Agent State Law Examination

1998-06-24

View on SEC IAPD