Grace Meina Chen

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-01-06
CO	RA	APPROVED	2012-01-06

CA RA
APPROVED

Since 2012-01-06
CO RA
APPROVED

Since 2012-01-06

Branch Locations

Fountain Valley, CA • United States

9200 E. Mineral Avenue Penthouse Suite 400, Centennial, CO 80112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
World Financial Group	Greenwood Village	CO	06/2001	Present
Transamerica Financial Advisors, Inc	Greenwood Village	CO	01/2012	Present
Health Insurance	Aurora	CO	08/2019	Present

06/2001 → Present

World Financial Group

Greenwood Village, CO
01/2012 → Present

Transamerica Financial Advisors, Inc

Greenwood Village, CO
08/2019 → Present

Health Insurance

Aurora, CO

Previous Registrations

2011-05-02 → 2012-01-06

Investment Advisors International, Inc.

Greenwood Village, CO

Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Health Insurance / 0819-Present / Investment Related: No / 2275 East Ida Place, Aurora, CO 80015 / Health Insurance / Health Insurance Sales / Hrs Work Monthly:10 / Sec Trading Hrs:0 / Enroll Chinese in health insurance plan during open enrollment period October - January annually.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-11-04
S63	Uniform Securities Agent State Law Examination	1996-09-05

S65 Uniform Investment Adviser Law Examination

2010-11-04
S63 Uniform Securities Agent State Law Examination

1996-09-05

View on SEC IAPD