Drew Scott Roggenburk

Current Employers

Employment History

• 11/2013 → 10/2022
  Ubs Financial Services Inc
  Westlake, OH
• 10/2022 → Present
  Rbc Capital Markets, Llc
  Westlake, OH

Previous Registrations

• 2007-02-09 → 2022-10-19
  Ubs Financial Services Inc.
  Westlake, OH
  Weehawken, NJ
  Akron, OH
  Westlake, OH
  Akron, OH
• 1999-10-14 → 2007-02-09
  Keybanc Capital Markets Inc.
  Akron, OH
  Akron, OH
  Uniontown, OH
  Tallmadge, OH
  Akron, OH
  Akron, OH
  Kent, OH
  Akron, OH

Other Businesses

1)NORTH COAST CHAPTER OF US LACROSSE / P.O. BOX 512 MEDINA,OH 44258/ TO PROMOTE THE ORGANIZATION AND GROWTH OF THE SPORT OF LACROSSE IN NORTH EAST OHIO / MEMBER OF BOARD OF DIRECTORS / / TREASURER OF CHAPTER / START DATE 6/1/2014 / AT MOST 2 HOURS A WEEK/North Coast Chapter of US Lacrosse / P. O. Box 512 Medina,Oh 44258 / Association (i.e., Trade or Industry, Sport...)/ Sport & Leisure Facilities / Promote the organization's mission statement within the community / Officer / / President / Start Date 2/13/2017 / Couple hours a week (2) Name: Ohio Lacrosse Hall of Fame Non-investment related Nature of OBA: Not for Profit Position/Title/Relationship: Treasurer Start Date: 09/23/23 Time devoted: 1 hr per month; 0 during securities trading hours Duties: Simple Treasury functions. Pay bills related to Ohio Lacrosse Hall of Fame (maybe 5 a year) 3) NAME OF ENTITY: Cleveland Oktoberfest - Heritage Productions Festival ADDRESS: 29263 Clemens Rd, Suite 200, Westlake, OH 44145 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Not For Profit START DATE: 01/16/2025 CAPACITY: Other DUTIES: Help with cash operations of Annual Cleveland Oktoberfest that is run by my family. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-30
• S63 Uniform Securities Agent State Law Examination
  1996-09-12

Designations

Other Names

• Drew Scott Roggenbuck