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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-05 |
| CT | RA | APPROVED | 2012-02-24 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02110 • United States
28 State Street 26Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Boston | MA | 02/2012 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. 119 Woodlawn LLC; Investment related: Yes; Wellesley, MA; LLC to hold primary residence; Member(proprietor, partner, officer, director, employee, trustee, agent); Oct 2018; During business hours: 0; After business hours: 0; 2. DCC Capital Partners LLC; Investment related; Hold Private Investment; Sole Member and Manager (proprietor, partner, officer, director, employee, trustee, agent); Dec 2015; During business hours: 0; After business hours: 1 3. Trust; Investment related Yes; Boston, MA; Trust; Trustee; May 2014; During business hours: 0.5; After business hours: 0 4. *385924 - Trust; Investment related -No; New York, New York; Trustee; 07/2020; During business hours: 1; After business hours: 0; * 453260 - Trust; Investment related Yes; Rye, New Hampshire;Trust; Trustee/Co-Trustee .09/2021; During business hours: 3; After business hours: 0. *453237- Trust; Investment related Yes; Rye, New Hampshire ;Trust; Trustee/Co-Trustee; 09/2021; During business hours: 3; After business hours: 0; *453241- Trust; Investment related Yes; Rye, New Hampshire ;Trust; Trustee/Co-Trustee; 09/2021; During business hours: 3; After business hours: 0; *453242- Trust; Investment related Yes; Rye, New Hampshire ;Trust; Trustee/Co-Trustee; 09/2021; During business hours: 3; After business hours: 0; *453245- Trust; Investment related Yes; Rye, New Hampshire ;Trust; Trustee/Co-Trustee; 09/2021; During business hours: 3; After business hours: 0; * 358727 - DCC Cap Partners LLC; Investment related -Yes; Wellesley, Massachusetts; Investment/Finance/Banking; Officer (proprietor, partner, officer, director, employee, trustee, agent); 12/2015; During business hours: 1; After business hours: 0; Investment Decisions/Advice *521609- Trust; Investment related-Yes; Randolph, Massachusetts; 10/2022; During business hours: 0; After business hours: 2 *521698- Trust; Investment related-Yes; Randoph, Massachusetts; 10/2022; During business hours: 2; After business hours: 0 *521776- Trust; Investment related-Yes; Randolph, Massachusetts; 10/2022; During business hours: 2; After business hours: 0 *521699- ; Investment related-Yes; Randolph, Massachusetts; 10/2022; During business hours: 2; After business hours: 0 *521779 - Trust; Investment related: Yes; Randolph, Massachusetts; Trust; Trustee/Co-Trustee; 10/2022; During business hours: 2; After business hours: 0; *521701 - Trust; Investment related: Yes; Randolph, Massachusetts; Trust; Trustee/Co-Trustee; 10/2022; During business hours: 2; After business hours: 0; *480433- St. Sebastians School Fund Inc.; Investment related -No; Needham, Massachusetts; Children/Youth, Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 3; After business hours: 2; Fundraising, President of the Board of Trustees, Long Range Planning, Finance Committee
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-10 |
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