Stuart Alan Steinberg

Current Employers

Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-10-16
NY	RA	APPROVED	2025-10-01

MA RA
APPROVED

Since 2025-10-16
NY RA
APPROVED

Since 2025-10-01

Branch Locations

New York, NY • United States

61 Water Street #2, Newburyport, MA 01950 • United States

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Erock Tax + Financial Planning Llc	Newburyport	MA	06/1996	Present
Lpl Financial Llc	Newburyport	MA	09/2009	Present
Lpl Financial Llc	Newburyport	MA	09/2009	10/2025
Gateway Wealth Partners, Llc	Newburyport	MA	10/2025	Present

06/1996 → Present

Erock Tax + Financial Planning Llc

Newburyport, MA
09/2009 → Present

Lpl Financial Llc

Newburyport, MA
09/2009 → 10/2025

Lpl Financial Llc

Newburyport, MA
10/2025 → Present

Gateway Wealth Partners, Llc

Newburyport, MA

Previous Registrations

2005-05-25 → 2009-09-08

Mutual Service Corporation

Boston, MA

Swampscott, MA

Newburyport, MA

Peabody, MA

Other Businesses

1. 10/16/2009 - NON-VARIABLE INSURANCE - INSURANCE AGENT - LIFE AND DISABILITY INSURANCE REPRESENTATIVE - 5% OF TIME SPENT - NEWBURYPORT, MA. 2. 10/16/2009 - NON-VARIABLE INSURANCE - INSURANCE AGENT - LIFE AND DISABILITY INSURANCE REPRESENTATIVE LONG TERM CARE INSURANCE REPRESENTATIVE - 5% OF TIME SPENT - NEWBURYPORT, MA. 3. 7/3/2019 - Erock Tax & Financial Planning, LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 06/01/2019 - 50 Hours Per Month During Securities Trading - Income tax preparation, planning, and advocacy. 4) 02/06/2023 - Eaglerock Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 02/01/2023 - 200 Hrs/Mth - 125 Hrs During Trading. 5) 10/22/2025 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:10/01/2025 - 120 Hrs/Mth - 60 Hrs During Trading.I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 10/24/2025 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:10/01/2025 - 120 Hrs/Mth - 85 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-05-23
S63	Uniform Securities Agent State Law Examination	1999-11-15

S66 Uniform Combined State Law Examination

2005-05-23
S63 Uniform Securities Agent State Law Examination

1999-11-15

Designations

View on SEC IAPD