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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-26
MN RA APPROVED 2024-01-30
TX RA APPROVED 2024-01-30
  • AZ RA
    APPROVED
    Since 2025-11-26
  • MN RA
    APPROVED
    Since 2024-01-30
  • TX RA
    APPROVED
    Since 2024-01-30

Branch Locations

Buckeye, AZ • United States

11272 86Th Ave N., Suite B, Maple Grove, MN 55369 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Maple Grove MN 01/2024 Present
Financial Dimensions Group, Inc. Maple Grove MN 08/2005 01/2024
Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc. Minneapolis MN 07/2005 01/2024
  • 01/2024 → Present
    Maple Grove, MN
  • 08/2005 → 01/2024
    Financial Dimensions Group, Inc.
    Maple Grove, MN
  • 07/2005 → 01/2024
    Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc.
    Minneapolis, MN
Previous Registrations
  • 2013-12-16 → 2024-02-05
    Financial Dimensions Group, Inc.
    Maple Grove, MN
  • 2024-01-03 → 2024-02-02
    Maple Grove, MN
    Maple Grove, MN
  • 2007-05-03 → 2012-11-06
    Financial Dimensions Group, Inc.
    Maple Grove, MN
Other Businesses

1) 01/12/2024 - Brokerage Resources Inc. - Non-Variable Insurance - Selling: Life, Long Term Care - MN 55369 - Investment related - 2 Hours per month - Start date: 1/1/2024.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-03-27
  • S63 Uniform Securities Agent State Law Examination
    1997-03-27
Designations

View on SEC IAPD

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