Fillip Gershon

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-05-08 → 2006-05-26
  Citigroup Global Markets Inc.
  Sea Girt, NJ
  Sea Girt, NJ

Other Businesses

1.FIXED INSURANCE LIFE/ANNUITIES 5% OF TOTAL BUSINESS 2.SAFE HARBOR FINANCIAL II, START 12/01/2010, SAME AS OFFICE ADDRESS, REAL ESTATE, 50% OWNER, 1HR/WK. 3. NAME OF OTHER BUSINESS: SAFE HARBOR FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 5/2006; POSITION/TITLE/RELATIONSHIP: PARTNER/ REGISTERED REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS:ALLAIRE PARK CONDO ASSOC ; INVESTMENT RELATED: NO; ADDRESS: 1540 HIGHWAY 138 WALL, NJ 07719 ; NATURE OF BUSINESS: CONDO ASSOCIATION ; START DATE: 10/2021 ; POSITION/TITLE/RELATIONSHIP: TRUSTEE ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: HELP MANAGE AND MAINTAIN ALLAIRE PARK OFFICE COMPLEX ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-06
• S63 Uniform Securities Agent State Law Examination
  1996-11-14