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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-07-06
GA RA APPROVED 2018-11-13
TX RA APPROVED 2018-11-12
  • LA RA
    APPROVED
    Since 2020-07-06
  • GA RA
    APPROVED
    Since 2018-11-13
  • TX RA
    APPROVED
    Since 2018-11-12

Branch Locations

4171 Essen Lane Suite 1250, Baton Rouge, LA 70809 • United States

111 Veterans Memorial Blvd Ste 1800, Metairie, LA 70005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 07/1996 11/2018
Wells Fargo Clearing Services, Llc Atlanta GA 11/2018 Present
Previous Registrations
Other Businesses

CO-TRUSTEE FOR FATHER; INV RELATED; GRAHAM, NC; START: 4/2023; .5 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-30
S63 Uniform Securities Agent State Law Examination 1996-09-19
  • S65 Uniform Investment Adviser Law Examination
    1996-09-30
  • S63 Uniform Securities Agent State Law Examination
    1996-09-19
Designations
Other Names
  • Ron Green

View on SEC IAPD

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