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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-03 |
Branch Locations
1300 North Federal Hwy Ste 101, Boca Raton, FL 33432 • United States
Boca Raton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Astor Investment Management Llc | Chicago | IL | 05/2015 | 03/2021 |
| Northern Lights Distributors, Llc | Omaha | NE | 06/2015 | 03/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2021 | 07/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2021 | 07/2026 |
| Unemployed | Boca Raton | FL | 04/2021 | 08/2021 |
| Lpl Financial Llc | Boca Raton | FL | 07/2026 | Present |
1. 6/2026 - Generation Wealth Advisors - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - Boca Raton FL 33432 - OBA Start date: 7/1/2026 2. 6/2026 - Palm Beach County Schools - Teacher Paid by School or University - NOT INV REL - 75 Hour(s)/Month – 75 Hour(s) During Trading - West Palm Beach FL 33406 - OBA Start date: 08/26/2024 3. 6/2026 - Thomas Reid - Non-Variable Insurance - INV REL - 5 Hour(s)/Month – 5 Hour(s) During Trading - Boca Raton FL 33432 - OBA Start date: 07/01/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-18 |
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